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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Financial Group | Arlington | TX | 06/1996 | Present |
| Fsc Securities Corporation | Arlington | TX | 02/2009 | 11/2023 |
| Osaic Wealth, Inc. | Arlington | TX | 11/2023 | Present |
1) PARK ROW OFFICE PARK, GP POSITION: Minority Partner NATURE: Park Row Office Park Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2019 ADDRESS: 1807 West Park Row Drive, Arlington TX 76013, United States DESCRIPTION: Share in maintenance of the building 2) SARAH M YOUNG POSITION: sole proprietor NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2019 ADDRESS: 1807 West Park Row Drive, Arlington TX 76013, United States DESCRIPTION: collect rent from my tenants 3) ARLINGTON NEW BEGINNINGS POSITION: secretary NATURE: non profit low income housing for elderly INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 311 NL Robinson Dr, Arlington TX 76011, United States DESCRIPTION: review minutes, sign as secretary. 4) SARAH MERRILL YOUNG POSITION: insurance agent NATURE: Individual insurance license INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 07/01/1996 ADDRESS: 1807 W Park Row Dr, suite A, Arlington TX 76013, United States DESCRIPTION: Review of clients current insurance contracts Service existing insurance contracts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-24 |
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