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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-08
TX RA APPROVED_RES 2020-08-03
KY RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2021-01-08
  • TX RA
    APPROVED_RES
    Since 2020-08-03
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

103 Second Street, Henderson, KY 42420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Henderson KY 11/1987 Present
Robert W. Baird & Co. Incorporated Henderson KY 10/2019 Present
Previous Registrations
  • 2004-01-07 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Henderson, KY
    Henderson, KY
Other Businesses

1) A WALLER LAND AND MINTERAL LLC, NOT INVESTMENT-RELATED, P O BOX 2298, EVANSVILLE, IN 47728, MANAGEMENT OF A DISPARATE GROUP OF FAMILY OWNED MINERALS SCATTERED THROUGHOUT SEVERAL STATES, 1/30TH INTEREST, START DATE 8/11/2011, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING HOUSE, PURPOSE OF COMPANY IS TO PROVIDE FOR A MEANS OF NEGOTIATING MINERAL LEASES. 2) H PROPERTIES LLC, MANAGER, START DATE 02/01/2014, SIBLINGS AND I PURCHASED 26 ACRES AND 4 BUILDING LOTS FOR RESALE. 1 HR/MO, 0 HRS/MO TRADING, N INVESTMENT RELATED ACTIVITY. 3) EX DEVELOPMENT LLC, MANAGER/OWNER, REAL ESTATE PURCHASED THROUGH DISSOLVING CORPORATION, START DATE 10/07/2016, 1 HR/MO, 0 HRS/MO TRADING, NO INVESTMENT RELATED ACTIVITY. Various Rental properties, individually owned. Name/Address: Hodge Farm Development LLC 318 2nd St Henderson KY 42420 Start Date: 6/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Investment Related Name/Address: Rental Property 12 Riverdale Court Henderson KY 42420 Start Date: 11/19/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner Landlord Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-27
S63 Uniform Securities Agent State Law Examination 1986-10-31
  • S65 Uniform Investment Adviser Law Examination
    1999-10-27
  • S63 Uniform Securities Agent State Law Examination
    1986-10-31

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