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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-11 |
Branch Locations
9442 N Capital Of Texas Hwy Ste 800, Austin, TX 78759 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Austin | TX | 03/2016 | 12/2023 |
| Ameriprise Financial Services, Llc. | Austin | TX | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-22 |
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