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Paul James Pierce

Ameriprise Financial Services, LLC

Hadley, MA

Pittsfield, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-20
  • TX RA
    APPROVED_RES
    Since 2022-01-20

Branch Locations

226 Russell St Ste A, Hadley, MA 01035-9485 • United States

Pittsfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hadley MA 11/2012 03/2020
Ameriprise Financial Services, Llc Hadley MA 03/2020 Present
Previous Registrations
  • 2009-10-23 → 2012-11-12
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Northampton, MA
    Northampton, MA
    Greenfield, MA
    Amherst, MA
    Springfield, MA
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Northampton, MA
    Northampton, MA
    Amherst, MA
    Amherst, MA
    Northampton, MA
    Greenfield, MA
    Amherst, MA
  • 2003-07-30 → 2004-10-20
    Quick & Reilly, Inc.
    North Hampton, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-19
S63 Uniform Securities Agent State Law Examination 1986-11-17
  • S65 Uniform Investment Adviser Law Examination
    1998-11-19
  • S63 Uniform Securities Agent State Law Examination
    1986-11-17

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Hadley, MA
LPL FINANCIAL LLC · HADLEY, MA
MML INVESTORS SERVICES, LLC · HADLEY, MA
EQUITABLE ADVISORS, LLC · HATFIELD, MA
J.P. MORGAN SECURITIES LLC · Hadley, MA
KESTRA ADVISORY SERVICES, LLC · NORTHAMPTON, MA
COMMONWEALTH FINANCIAL NETWORK · Northampton, MA
EDWARD JONES · NORTHAMPTON, MA

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