Ruth Francis

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-06-14

MA RA
APPROVED

Since 2023-06-14

Branch Locations

104 Middle Street, Hadley, MA 01035 • United States

Northampton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Northampton	MA	07/2016	06/2018
Curran And Keegan Financial	Northampton	MA	04/2020	06/2026
Felicity Hardee Law Practice	Springfield	MA	06/2018	03/2020
Commonwealth Financial Network	Waltham	MA	09/2020	Present
Shorepoint Advisory Group	Hadley	MA	06/2026	Present

07/2016 → 06/2018

Unemployed

Northampton, MA
04/2020 → 06/2026

Curran And Keegan Financial

Northampton, MA
06/2018 → 03/2020

Felicity Hardee Law Practice

Springfield, MA
09/2020 → Present

Commonwealth Financial Network

Waltham, MA
06/2026 → Present

Shorepoint Advisory Group

Hadley, MA

Other Businesses

Owner, Eleven 15, LLC; a company created to hold real estate, currently a shell company; as of 05/2011; Located in Northampton, MA; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-27
S63	Uniform Securities Agent State Law Examination	1997-10-25

S66 Uniform Combined State Law Examination

2023-05-27
S63 Uniform Securities Agent State Law Examination

1997-10-25

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews