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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-09-29
  • MA RA
    APPROVED
    Since 2020-09-29

Branch Locations

104 Middle Street, Hadley, MA 01035 • United States

Hadley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2011 01/2026
Commonwealth Financial Network Waltham MA 01/2026 07/2026
Shorepoint Advisory Group Hadley MA 01/2026 07/2026
Commonwealth Financial Network Waltham MA 07/2026 Present
Shorepoint Advisory Group Hadley MA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-13
  • S66 Uniform Combined State Law Examination
    2009-11-13

View on SEC IAPD

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