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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1998-12-14
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

1401 E Greenwood Ave Ste 400, Crown Point, IN 46307 • United States

Crown Point, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Crown Point IN 09/2005 03/2020
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Crown Point, IN
Other Businesses

Real Estate Ownership; Single Family; 12130 Burr Street, , ** not provided **, N/A, 00000; 11/08/2012 / Other; 13234 East Lake Shore Drive #302Cedar Lake, Indiana, , ** not provided **, N/A, 00000; Not Investment-Related; 05/01/2014 / Single Family; 12999 Baker CT, , Crown Point, IN, 46307; Not Investment-Related; 11/08/2024. Business Ownership; Other; Other; 1401 East Greenwood AvenueSuite 400Crown Point, Indiana 46307, , ** not provided **, N/A, 00000; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-05
  • S63 Uniform Securities Agent State Law Examination
    1987-03-05

View on SEC IAPD

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