Christopher Robert Rubano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1987 → Present
  Scarpa Corp Dba Anthonys Food & Spirits
  New York, NY
• 12/2008 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 09/2022 → Present
  Cetera Advisors Llc
  New York, NY
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Staten Island, NY
  New York, NY
  New York, NY
  New York, NY
• 2008-12-09 → 2012-07-02
  First Allied Securities, Inc.
  New York, NY
  New York, NY
  New York, NY
  Red Bank, NJ
  Staten Island, NY
  San Diego, CA
  Staten Island, NY
  New York, NY
  New York, NY
• 2008-09-29 → 2008-12-09
  First Montauk Securities Corp.
  Red Bank, NJ
  Staten Island, NY
  Red Bank, NJ
  New York, NY

Other Businesses

1.)MEALS ON WHEELS OF SI, INC; BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE:11/13/2008. 2.)FAUCI RUBANO CALDO TOBACCO LLC; PARTNER START DATE:11/13/2008. 3.)KIDS AGAINST CANCER, INC; START DATE:11/13/2008. 4.)KIWANIS CLUB OF SOUTH SHORE, STATEN ISLAND NY; DIRECTOR START DATE:11/13/2008. 5.)GUIDED PROFESSIONAL SOLUTIONS; PARTNER; DBA; START DATE:11/1/2009. 6.) Ten Ten Ninety Two, Inc; Partner; Holding Company; Start date 12/01/2015; 8 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-18
• S63 Uniform Securities Agent State Law Examination
  1989-10-20

Designations

• Certified Financial Planner

Other Names

• Christopher R Rubano