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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-01 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
1000 South Ave Suite 103, Staten Island, NY 10314 • United States
521 5Th Avenue Suite 1721, 17Th Floor, New York, NY 10175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scarpa Corp Dba Anthonys Food & Spirits | New York | NY | 07/1987 | Present |
| First Allied Securities, Inc. | San Diego | CA | 12/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Advisors Llc | New York | NY | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.)MEALS ON WHEELS OF SI, INC; BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE:11/13/2008. 2.)FAUCI RUBANO CALDO TOBACCO LLC; PARTNER START DATE:11/13/2008. 3.)KIDS AGAINST CANCER, INC; START DATE:11/13/2008. 4.)KIWANIS CLUB OF SOUTH SHORE, STATEN ISLAND NY; DIRECTOR START DATE:11/13/2008. 5.)GUIDED PROFESSIONAL SOLUTIONS; PARTNER; DBA; START DATE:11/1/2009. 6.) Ten Ten Ninety Two, Inc; Partner; Holding Company; Start date 12/01/2015; 8 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-20 |
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