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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-06-30 |
| AL | RA | APPROVED | 2021-06-25 |
| OH | RA | APPROVED | 2021-06-17 |
| SC | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2021-03-11 |
| FL | RA | APPROVED | 2021-03-02 |
| KY | RA | APPROVED | 2021-02-18 |
| NY | RA | APPROVED | 2021-02-14 |
| GA | RA | APPROVED | 2021-02-09 |
| OK | RA | APPROVED | 2021-02-09 |
| MS | RA | APPROVED | 2021-02-01 |
| NC | RA | APPROVED | 2021-02-01 |
| TX | RA | APPROVED_RES | 2021-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peachtree Tax Advisors, Llc | Rome | GA | 09/2009 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 06/2013 | 01/2021 |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 10/2014 | 01/2021 |
| Guardian Life Insurance Company | Atlanta | GA | 01/2021 | 07/2021 |
| Park Avenue Securities | Atlanta | GA | 01/2021 | 07/2021 |
| Guardian Life Insurance Company | Rome | GA | 07/2021 | Present |
| Park Avenue Securities | Rome | GA | 07/2021 | Present |
1) Peachtree Tax Advisors, LLC-Provide income tax consultation and tax preparation services, Start date: 01/01/1982. Address: 500 E 2nd. Street Rome, GA 30161, 2 total hours per month, 2 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) THE NEW ORLEANS BAPTIST THEOLOGICAL SEMINARY-teach a class to graduate ministerial students, Start date: 01/01/2010, Address: Johnson Ferry Rd, Atlanta, GA, 2 total hours per month, 2 during securities trading hours, Not investment related, No annual compensation, 3) Southern Rover Company LLC-50% owner, Start date: 08/01/2004, Address: 636 Floyd Springs Rd., Armuchee, GA 30105, 0 total hours per month, Not investment related, No annual compensation, 4) Clocktower Wealth Management, LLC-Sales and Service of Brokerage; Life, Accident, Health/DI/LTC and Annuity Accounts, Start date: 08/01/2019, Address: 500 E. 2nd Street, Rome, GA 30161, 10 total hours per month, 10 during securities trading hours, Investment related, Less than 10% annual compensation, 5) Power of Attorney for Carolyn N. Barden, My spouse, Start date: 12/01/2020, Address: 304 Rustic Ridge NE Rome, GA 30161, 0 total hours per month, Investment related, No annual compensation, 6) Peachtree Planning of North Georgia-LLC that was formed to use as a marketing company for insurance and investment business, Start date: 10/01/2022, Address: 500 E. 2nd Street, Rome, GA 30161-3112, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 7) Garden Lakes Baptist Church Foundation Inc., Start date: 5/01/2025, Address: 2300 Redmond Circle, Rome, GA 30165, 1 total hour per month; 1 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-23 |
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