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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-30
AL RA APPROVED 2021-06-25
OH RA APPROVED 2021-06-17
SC RA APPROVED 2021-06-14
NJ RA APPROVED 2021-03-11
FL RA APPROVED 2021-03-02
KY RA APPROVED 2021-02-18
NY RA APPROVED 2021-02-14
GA RA APPROVED 2021-02-09
OK RA APPROVED 2021-02-09
MS RA APPROVED 2021-02-01
NC RA APPROVED 2021-02-01
TX RA APPROVED_RES 2021-01-29
  • PA RA
    APPROVED
    Since 2021-06-30
  • AL RA
    APPROVED
    Since 2021-06-25
  • OH RA
    APPROVED
    Since 2021-06-17
  • SC RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2021-03-11
  • FL RA
    APPROVED
    Since 2021-03-02
  • KY RA
    APPROVED
    Since 2021-02-18
  • NY RA
    APPROVED
    Since 2021-02-14
  • GA RA
    APPROVED
    Since 2021-02-09
  • OK RA
    APPROVED
    Since 2021-02-09
  • MS RA
    APPROVED
    Since 2021-02-01
  • NC RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED_RES
    Since 2021-01-29

Branch Locations

500 E 2Nd Street, Rome, GA 30161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peachtree Tax Advisors, Llc Rome GA 09/2009 Present
Penn Mutual Life Insurance Company Horsham PA 06/2013 01/2021
Hornor, Townsend & Kent, Inc Horsham PA 10/2014 01/2021
Guardian Life Insurance Company Atlanta GA 01/2021 07/2021
Park Avenue Securities Atlanta GA 01/2021 07/2021
Guardian Life Insurance Company Rome GA 07/2021 Present
Park Avenue Securities Rome GA 07/2021 Present
  • 09/2009 → Present
    Peachtree Tax Advisors, Llc
    Rome, GA
  • 06/2013 → 01/2021
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 10/2014 → 01/2021
    Hornor, Townsend & Kent, Inc
    Horsham, PA
  • 01/2021 → 07/2021
    Guardian Life Insurance Company
    Atlanta, GA
  • 01/2021 → 07/2021
    Park Avenue Securities
    Atlanta, GA
  • 07/2021 → Present
    Guardian Life Insurance Company
    Rome, GA
  • 07/2021 → Present
    Park Avenue Securities
    Rome, GA
Previous Registrations
Other Businesses

1) Peachtree Tax Advisors, LLC-Provide income tax consultation and tax preparation services, Start date: 01/01/1982. Address: 500 E 2nd. Street Rome, GA 30161, 2 total hours per month, 2 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) THE NEW ORLEANS BAPTIST THEOLOGICAL SEMINARY-teach a class to graduate ministerial students, Start date: 01/01/2010, Address: Johnson Ferry Rd, Atlanta, GA, 2 total hours per month, 2 during securities trading hours, Not investment related, No annual compensation, 3) Southern Rover Company LLC-50% owner, Start date: 08/01/2004, Address: 636 Floyd Springs Rd., Armuchee, GA 30105, 0 total hours per month, Not investment related, No annual compensation, 4) Clocktower Wealth Management, LLC-Sales and Service of Brokerage; Life, Accident, Health/DI/LTC and Annuity Accounts, Start date: 08/01/2019, Address: 500 E. 2nd Street, Rome, GA 30161, 10 total hours per month, 10 during securities trading hours, Investment related, Less than 10% annual compensation, 5) Power of Attorney for Carolyn N. Barden, My spouse, Start date: 12/01/2020, Address: 304 Rustic Ridge NE Rome, GA 30161, 0 total hours per month, Investment related, No annual compensation, 6) Peachtree Planning of North Georgia-LLC that was formed to use as a marketing company for insurance and investment business, Start date: 10/01/2022, Address: 500 E. 2nd Street, Rome, GA 30161-3112, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 7) Garden Lakes Baptist Church Foundation Inc., Start date: 5/01/2025, Address: 2300 Redmond Circle, Rome, GA 30165, 1 total hour per month; 1 during securities trading hours, Investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-23
  • S63 Uniform Securities Agent State Law Examination
    1986-10-23

View on SEC IAPD

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