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Inactive

Patrick Claude Robert Guinet

Guardian Financial Partners, LLC

Orange, CA

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Current Employers
Guardian Financial Partners, Llc

635 E. Chapman Ave., Orange, CA 92866 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-21
TX RA APPROVED 2017-04-28
  • CA RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED
    Since 2017-04-28

Branch Locations

635 E. Chapman Ave., Orange, CA 92866 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Irvine CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Irvine CA 11/2016 04/2017
Guardian Financial Partners, Llc Orange CA 04/2017 Present
Previous Registrations
  • 2003-07-01 → 2017-05-01
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
    Irvine, CA
    Newport Beach, CA
  • 1994-10-31 → 2003-07-01
    Prudential Equity Group, Llc
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-16
S63 Uniform Securities Agent State Law Examination 1986-12-22
  • S65 Uniform Investment Adviser Law Examination
    1992-03-16
  • S63 Uniform Securities Agent State Law Examination
    1986-12-22
Other Names
  • Patrick Claude Guinet

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA
ARIS FUND I · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
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PFS INVESTMENTS INC. · ORANGE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA
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