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Karen S Warde

Wells Fargo Clearing Services, LLC

Toms River, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-05-19
NJ RA APPROVED 2010-12-13
  • TX RA
    APPROVED
    Since 2011-05-19
  • NJ RA
    APPROVED
    Since 2010-12-13

Branch Locations

530 Lakehurst Rd Ste 301 The Pyramid Center, Toms River, NJ 08755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Toms River NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Toms River NJ 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-10
  • S66 Uniform Combined State Law Examination
    2010-12-10
Other Names
  • Karen S Warde
  • Karen S Milstein
  • Karen Warde Milstein
  • Karen S Kiebon
  • Karen W Warde

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ

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