Steven Gerald Karlik

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-23
FL	RA	APPROVED	2019-11-21

TX RA
APPROVED

Since 2021-06-23
FL RA
APPROVED

Since 2019-11-21

Branch Locations

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Princeton	NJ	01/2015	03/2017
Mml Investors Services, Llc	Naples	FL	03/2017	Present
Massmutual Life Insurance Co	Naples	FL	07/2016	Present

01/2015 → 03/2017

Metlife Securities Inc.

Princeton, NJ
03/2017 → Present

Mml Investors Services, Llc

Naples, FL
07/2016 → Present

Massmutual Life Insurance Co

Naples, FL

Previous Registrations

2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Princeton, NJ
2010-07-29 → 2015-01-02

New England Securities

Newtown Square, PA

Princeton, NJ
2002-06-19 → 2010-08-24

Mml Investors Services, Llc

Bridgewater, NJ

Warren, NJ

Other Businesses

(1 ) NAME: STEVEN G. KARLIK/SGK CREATIVE FINANCIAL STRATEGIES INV REL: Y ADDR: 999 VANDERBILT BEACH RD SUITE 200 NAPLES FL 34108 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & FIXED ANNUITIES POSITION: SALES/AGENT START: 07/1986 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 1. (2) NAME: SGK CREATIVE FINANCIAL STRATEGIES LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: LLC USED FOR NON MMLIA INSURANCE AND BUSINESS EXPENSE PURPOSES POSITION: OWNERSHIP START: 10/2017 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (3) NAME: ASHAR GROUP INV REL: Y ADDR: 999 VANDERBILT BEACH RD SUITE 200 NAPLES FL 34108 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: SALES START: 04/2016 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (4) NAME: STEVEN G. KARLIK INV REL: Y ADD: OXFORD MS NATURE: RENTAL INCOME POSITION: OWNER START DATE: 08/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PAYING BILLS, HANDLING MAINTENANCE (5) NAME: THE KARLIK GROUP I, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: LLC USED TO HOLD PRIVATE INVESTMENTS POSITION: MANAGER START: 03/04/2026 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-11-17

S63 Uniform Securities Agent State Law Examination

1989-11-17

Designations

Chartered Financial Consultant

Other Names

Steven G Karlik

View on SEC IAPD