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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-09 |
Branch Locations
432 D St Ste 5, Davis, CA 95616 • United States
3007 Douglas Boulevard Suite 150, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Davis | CA | 03/2013 | 12/2022 |
| Securities America Advisors | Davis | CA | 03/2013 | 12/2022 |
| Commonwealth Financial Network | San Diego | CA | 12/2022 | Present |
| Causeway Strategic Financial Advisors | Sacramento | CA | 12/2022 | Present |
1. Fixed insurance sales; as of 11/7/2022; 3% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Causeway Strategic Financial Advisors, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 7/01/2025; 99% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-07 |
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