Joczan Chavez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-01-30

CA RA
APPROVED

Since 2019-01-30

Branch Locations

508 2Nd St Ste 101, Davis, CA 95616 • United States

772 Ikea Court, West Sacramento, CA 95605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Dixon	CA	10/2013	11/2016
The Golden 1 Credit Union	Sacramento	CA	11/2016	Present
Lpl Financial Llc	Sacramento	CA	08/2018	Present

10/2013 → 11/2016

Jp Morgan Securities Llc

Dixon, CA
11/2016 → Present

The Golden 1 Credit Union

Sacramento, CA
08/2018 → Present

Lpl Financial Llc

Sacramento, CA

Other Businesses

1) 08/23/2018 - Golden 1 Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 08/23/2018 - Notary - State of CA - inv rel - start: 02/2018

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-29
S63	Uniform Securities Agent State Law Examination	2015-02-12

S66 Uniform Combined State Law Examination

2019-01-29
S63 Uniform Securities Agent State Law Examination

2015-02-12

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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