Steven J Frith

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-01-17
CA	RA	APPROVED	2011-03-30

TX RA
APPROVED_RES

Since 2014-01-17
CA RA
APPROVED

Since 2011-03-30

Branch Locations

508 2Nd St Ste 101, Davis, CA 95616 • United States

3280 Arena Blvd Ste 710, Sacramento, CA 95834 • United States

1801 E Gibson Rd Ste D, Woodland, CA 95776 • United States

772 Ikea Court, West Sacramento, CA 95605 • United States

8945 Cal Center Drive, Sacramento, CA 95826 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Golden 1 Credit Union	Rancho Cordova	CA	06/2010	Present
Lpl Financial	Charlotte	NC	02/2011	Present

06/2010 → Present

The Golden 1 Credit Union

Rancho Cordova, CA
02/2011 → Present

Lpl Financial

Charlotte, NC

Other Businesses

1. 02/16/2011: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GOLDEN 1 INVESTMENT SERVICES - INVESTMENT RELATED - DAVIS, CA. 2. 9/4/2012: FINANCIAL INSTITUTION DUTY - GOLDEN 1 CREDIT UNION - INVESTMENT RELATED - TIME SPENT 100% - DAVIS, CA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-03-29

S66 Uniform Combined State Law Examination

2011-03-29

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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