Thomas Allen Wittkopf

Employer firm

Gateway Wealth Partners, LLC CRD 322789

$2.28B regulatory AUM 50 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1997 → Present
  Great North Bank
  Florence, WI
• 08/2005 → 12/2017
  Sii Investments, Inc.
  Florence, WI
• 12/2017 → 06/2023
  Sagepoint Financial, Inc.
  Eagle River, WI
• 06/2023 → Present
  Lpl Financial, Llc
  Eagle River, WI
• 06/2023 → Present
  Gateway Wealth Partners, Llc
  Appleton, WI

Previous Registrations

• 2017-12-15 → 2023-06-09
  Osaic Services, Inc.
  Eagle River, WI
  Florence, WI
  Wausau, WI
  Eagle River, WI
  Florence, WI
• 2005-08-17 → 2017-12-15
  Sii Investments, Inc.
  Florence, WI
  Wausaukee, WI
  Aurora, WI
  Florence, WI
  Eagle River, WI

Other Businesses

1) 06/05/2023 - Gateway Financial Partners, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/17/2023 - 5 Hr/Mth 2) 06/05/2023 - Gateway Financial Partners, LLC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/17/2023 - 5 Hr/Mth 3) 06/05/2023 - Great North Bank - President & CEO - Inv Rel - Florence, WI - Financial Institution Duty - Start: 04/27/1997 - 80 Hours Per Month/ 20 Hours During Securities Trading 4) 06/05/2023 - Great North Bank - For-Profit Board Member - Chairman of the Board - Inv Rel - Florence, WI - Start: 06/01/2000 - 4 Hr/Mth - Time Spent 5% 5) 06/05/2023 - Witt Guns & Ammo - Business Owner - Non-Inv Rel - Eagle River, WI - Start: 11/15/2007 - 1 Hr/Mth 6) 06/22/2023 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/17/2023 - 5 Hours Per Month/ 5 Hours During Securities Trading - Time Spent 5% - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 06/18/2026 - Witt's End LLC - Real Estate Rental - Investment Related - Eagle River, WI & Marquette, MI - Start Date 05/01/2025 - 2 hours per month/ 0 hours during trading 8) 06/18/2026 - Witt's End Ventures, LLC - Real Estate Rental - Investment Related - Eagle River, WI - Start Date 06/15/2026 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2003-05-20
• S63 Uniform Securities Agent State Law Examination
  1998-10-30

Other Names

• Tom Wittkopf