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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
300 E. Wall Street, Eagle River, WI 54521 • United States
300 Margaret Street, Woodruff, WI 54568 • United States
Eagle River, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Bank Of Eagle River | Eagle River | WI | 12/1994 | Present |
| M&I Brokerage Services | Eagle River | WI | 09/2000 | Present |
| M & I Insurance Services | Milwaukee | WI | 09/2000 | Present |
| M & I Trust | Milwaukee | WI | 09/2000 | Present |
| Bmo Bank Na | Eagle River | WI | 07/2011 | Present |
| Bmo Harris Financial Advisors, Inc. | Woodruff | WI | 08/2012 | 03/2021 |
| Lpl Financial, Llc | Eagle River | WI | 03/2021 | Present |
1. 03/24/2021 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP, Sr. Premier - Started 12/07/1994 - 200 Hours Per Month/160 Hours During Securities Trading - Time Spent 99%. 2. 7/1/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-30 |
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