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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Bristol | CT | 03/2006 | 10/2017 |
| Securities America Inc. | Bristol | CT | 10/2017 | Present |
| Securities America Adivsors | Bristol | CT | 10/2017 | 02/2023 |
| Lpl Financial Llc | Bristol | CT | 02/2023 | Present |
1) 2026-04-30 - CV Mason - Non-Variable Insurance - N - 40 - 40 - at reported business location(s) - 2026-03-26 - Insurance agent working directly with clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-04 |
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