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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-11
  • NY RA
    APPROVED
    Since 2022-01-11

Branch Locations

6690 Hammersmith Drive, East Syracuse, NY 13057 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

6690 Hammersmith Drive, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Syracuse NY 09/1986 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 07/2011 09/2019
Lincoln Investment East Syracuse NY 01/2017 Present
Lincoln Investment Fort Washington PA 01/2017 Present
Capital Analysts Fort Washington PA 01/2022 Present
  • 09/1986 → 01/2017
    Legend Equities Corporation
    Syracuse, NY
  • 07/2011 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    East Syracuse, NY
  • 01/2017 → Present
    Fort Washington, PA
  • 01/2022 → Present
    Fort Washington, PA
Other Businesses

CHOICE PAY INC POSITION: 40% owner Vice President NATURE: Payroll services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/03/1991 ADDRESS: 6311 Fly Rd, East Syracuse NY 13057, United States DESCRIPTION: SOLD PRACTICE 7.01.2021 A TO Z INCOME TAX SERVICE INC POSITION: CEO NATURE: Tax Services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/1979 ADDRESS: 6311 Fly Road, East Syracuse NY 13057, United States DESCRIPTION: Listed as CEO per NY Secretary of State but not actively engaged with this company so no active duties. VG PROPERTIES OF CNY LLC POSITION: Registered Agent NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2019 ADDRESS: 3117 Corlear Drive, Baldwinsville NY 13027, United States DESCRIPTION: All duties ended as of 04/30/2020. Not actively engaged with this company and no longer an owner. Grandjean, Wagner, Beiter & Co, LLC POSITION: EMPLOYEE NATURE: ACCOUNTING & TAX PRACTICE INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2019 ADDRESS: 6690 Hammersmith Drive, EAST SYRACUSE NY 13057, United States DESCRIPTION: PREPARE TAX RETURNS FOR INDIVIDUALS AND BUSINESSES. This business was also previously known as GW Accounting & Tax Services, Inc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-19
  • S63 Uniform Securities Agent State Law Examination
    1987-10-19

View on SEC IAPD

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