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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-22 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
5760 Commons Park Drive, East Syracuse, NY 13057 • United States
Troutman, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond A Yackel Agency,Inc. | Syracuse | NY | 07/1977 | Present |
| Commonwealth Financial Network | Waltham | MA | 06/2012 | Present |
| Diversified Wealth Strategies, Llc | Syracuse | NY | 06/2012 | Present |
1. Raymond Yackel Agency Inc.; sole owner; as of 2012; 2% of time spent during business hours; not investment related; conducted at branch. 2. Fixed insurance; as of 1977; 2% of time spent during business hours; investment related; conducted at branch.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-06 |
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