Best Investors Account Sign in
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-22
NY RA APPROVED 2021-06-29
  • NC RA
    APPROVED
    Since 2022-08-22
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

5760 Commons Park Drive, East Syracuse, NY 13057 • United States

Troutman, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond A Yackel Agency,Inc. Syracuse NY 07/1977 Present
Commonwealth Financial Network Waltham MA 06/2012 Present
Diversified Wealth Strategies, Llc Syracuse NY 06/2012 Present
  • 07/1977 → Present
    Raymond A Yackel Agency,Inc.
    Syracuse, NY
  • 06/2012 → Present
    Waltham, MA
  • 06/2012 → Present
    Diversified Wealth Strategies, Llc
    Syracuse, NY
Previous Registrations
Other Businesses

1. Raymond Yackel Agency Inc.; sole owner; as of 2012; 2% of time spent during business hours; not investment related; conducted at branch. 2. Fixed insurance; as of 1977; 2% of time spent during business hours; investment related; conducted at branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-21
S63 Uniform Securities Agent State Law Examination 1992-05-06
  • S66 Uniform Combined State Law Examination
    2009-01-21
  • S63 Uniform Securities Agent State Law Examination
    1992-05-06
Other Names
  • Ray Yackel
  • Skip Yackel

View on SEC IAPD

More in East Syracuse, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor