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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-18
LA RA APPROVED 2016-11-18
  • TX RA
    APPROVED_RES
    Since 2018-12-18
  • LA RA
    APPROVED
    Since 2016-11-18

Branch Locations

1616 Kerr St Suite 2, Opelousas, LA 70570-7826 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Opelousas LA 08/2011 11/2016
Edward Jones Saint Louis MO 11/2016 Present
The Magnolia Sisters/Lisa Trahan Et L'ESprit Cadien Grand Coteau LA 06/1996 10/2016
  • 08/2011 → 11/2016
    Hancock Investment Services, Inc.
    Opelousas, LA
  • 11/2016 → Present
    Saint Louis, MO
  • 06/1996 → 10/2016
    The Magnolia Sisters/Lisa Trahan Et L'ESprit Cadien
    Grand Coteau, LA
Previous Registrations
  • 2011-08-16 → 2016-11-21
    New Orleans, LA
    Ville Platte, LA
    Opelousas, LA
    Pineville, LA
    Alexandria, LA
    Alexandria, LA
    Eunice, LA
    Lafayette, LA
  • 2005-09-26 → 2011-08-19
    Concourse Financial Group Securities, Inc.
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
Other Businesses

Property Owner Type of business: Rental Grand Coteau, LA Start date: 8/30/2012 Landlord Hours per week: 1 Hours during trading: 0 Maintain Property * Musician Type of business: Band Grand Coteau, LA Start date: 1/1/1996 Bass Player Hours per week: 1 Hours during trading: 1 Periodically play for Festivals and Concerts * Protective Life Grand Coteau, LA Start date: 9/1/2011 Hours per week: 0 Hours during trading: 0 0 *

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-04-19
S65 Uniform Investment Adviser Law Examination 1999-01-14
  • S63 Uniform Securities Agent State Law Examination
    2002-04-19
  • S65 Uniform Investment Adviser Law Examination
    1999-01-14
Other Names
  • Lisa Kaye Trahan
  • Lisa Kaye Fontenot
  • Lisa Kaye Reed
  • Lisa Kaye Reed

View on SEC IAPD

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