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Frank Benfield Finchum

Edward Jones

Opelousas, LA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-04
LA RA APPROVED 2021-06-28
  • TX RA
    APPROVED
    Since 2021-08-04
  • LA RA
    APPROVED
    Since 2021-06-28

Branch Locations

347 Heather Drive, Opelousas, LA 70570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2018 05/2021
University Of Texas Austin TX 09/2016 03/2018
Edward Jones St. Louis MO 06/2021 Present
  • 06/2018 → 05/2021
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 09/2016 → 03/2018
    University Of Texas
    Austin, TX
  • 06/2021 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2020-02-07 → 2021-05-23
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-30
S63 Uniform Securities Agent State Law Examination 2018-09-13
  • S66 Uniform Combined State Law Examination
    2019-12-30
  • S63 Uniform Securities Agent State Law Examination
    2018-09-13
Other Names
  • Frank Benfield Finchum
  • Frank Finchum

View on SEC IAPD

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Other Investors

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Frank Dewayne Finchum
MALANA SUE HELTON
Lisa Trahan
TRACEY S Joubert
Thomas M Banks
Sayde L Smith
CRAIG C LEBOUEF

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · OPELOUSAS, LA
EDWARD JONES · OPELOUSAS, LA
J.P. MORGAN SECURITIES LLC · OPELOUSAS, LA
EDWARD JONES · OPELOUSAS, LA
GOING CPAS AND WEALTH ADVISORS · OPELOUSAS, LA
GOING CPAS AND WEALTH ADVISORS · OPELOUSAS, LA
EDWARD JONES · Opelousas, LA
LPL FINANCIAL LLC · OPELOUSAS, LA

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