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Susan Miriam Brown

Edelman Financial Engines

Phoenix, AZ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
AZ RA APPROVED 2022-01-31
  • TX RA
    APPROVED
    Since 2022-02-02
  • AZ RA
    APPROVED
    Since 2022-01-31

Branch Locations

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2011 12/2021
Financial Engines Advisors L.L.C. Santa Clara CA 12/2021 03/2025
Edelman Financial Engines Santa Clara CA 03/2025 Present
  • 04/2011 → 12/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 12/2021 → 03/2025
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 03/2025 → Present
    Edelman Financial Engines
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-14
S63 Uniform Securities Agent State Law Examination 2011-05-03
  • S65 Uniform Investment Adviser Law Examination
    2022-01-14
  • S63 Uniform Securities Agent State Law Examination
    2011-05-03
Other Names
  • Susan Miriam Karp
  • Susan Karp

View on SEC IAPD

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