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Philip Laurence Murphy

Smart Portfolios, LLC

Lake Forest Park, WA

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Current Employers
Smart Portfolios, Llc

17849 Ballinger Way Ne, Lake Forest Park, WA 98155 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-16
  • WA RA
    APPROVED
    Since 2023-11-16

Branch Locations

17849 Ballinger Way Ne, Lake Forest Park, WA 98155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plm Investment Advisers, Inc. Spokane WA 11/2006 Present
  • 11/2006 → Present
    Plm Investment Advisers, Inc.
    Spokane, WA
Previous Registrations
  • 2006-11-22 → 2023-11-21
    Plm Investment Advisers, Inc.
    Spokane, WA
  • 2005-11-14 → 2006-11-13
    Aviso Wealth Management
    Bellevue, WA
  • 2004-08-26 → 2005-10-13
    Florida Investment Advisors
    Tampa, FL
  • 2002-05-22 → 2003-11-06
    Banc Of America Investment Services, Inc.
    Spokane, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-07
S63 Uniform Securities Agent State Law Examination 1986-11-14
  • S65 Uniform Investment Adviser Law Examination
    1992-11-07
  • S63 Uniform Securities Agent State Law Examination
    1986-11-14
Designations
Other Names
  • Philip Laurence Murphyjr

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KEY INVESTMENT SERVICES LLC

Other Investors

KEITH EDWARD CAMPBELL
MARK ALLEN BERGERON
BRYCE ARNEVICK JAMES
Robert Valdez
Kevin Harada
Marx Kevin Nuval
CHRISTOPHER DAVID JONES
DAVID JON LUND

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST PARK, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · kenmore, WA
THRIVENT INVESTMENT MANAGEMENT INC. · Shoreline, WA
J.P. MORGAN SECURITIES LLC · KENMORE, WA
U.S. BANCORP ADVISORS, LLC · Shoreline, WA
EDWARD JONES · KENMORE, WA
WELLS FARGO CLEARING SERVICES, LLC · KENMORE, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KENMORE, WA

More in Lake Forest Park, WA

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