Bryce Arnevick James

Employer firm

Smart Portfolios, LLC CRD 131342

$210M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Smart Portfolios, Llc
  Seattle, WA

Previous Registrations

• 2005-10-27 → 2006-12-31
  Swan Strategies, Llc
  Seattle, WA
• 2002-10-23 → 2005-12-31
  Shield Investment Advisors, Llc
  Snohomish, WA
• 2001-05-08 → 2002-06-07
  Morgan Stanley Dw Inc.
  Seattle, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-04-10
• S63 Uniform Securities Agent State Law Examination
  1983-07-25