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Current Employers
West Invest

1801 F Street, Bellingham, WA 98225 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-01-08
TX RA APPROVED 2023-09-06
WA RA APPROVED 2023-09-06
  • MT RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED
    Since 2023-09-06
  • WA RA
    APPROVED
    Since 2023-09-06

Branch Locations

1801 F Street, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellingham WA 10/1998 Present
Northwest Wealth Advisors Bellingham WA 09/2023 Present
  • 10/1998 → Present
    Lpl Financial Llc
    Bellingham, WA
  • 09/2023 → Present
    Northwest Wealth Advisors
    Bellingham, WA
Other Businesses

1. 5/19/2006 - NON-VARIABLE INSURANCE - INSURANCE SALES REP. - 1424 TOLEDO STREET BELLINGHAM WA 98226 - TIME SPENT 2%. 2. 6/21/2010- OTHER-AMWAY GLOBAL - QUIXTAR BUSINESS HAS BEEN CHANGED BACK TO AMWAY GLOBAL, INC. - TIME SPENT 10%. 3. 3/20/2012 - FOR ACCOUNTING PURPOSES ONLY - WESTINVEST - USED FOR WASHINGTON STATE TAX REPORTING ONLY. 4. 09/16/2015 - Von Smith Insurance - Referral - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 09/01/2015 - 2 HRS/MO NOT DURING SECS TRDG HRS. 5. 6/16/2017 - West Invest - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 07/01/2017 - 160 Hours Per Month During Securities Trading. 6. 10/11/2017 - westinvestwealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/10/2017 - 0 Hours Per Month. 7. 10/29/2018 - West Invest Properties, LLC - Investment Related - 1801 F St, Bellingham, WA, 98225 - Real Estate Rental - Started 11/17/2017 - 0 Hours Per Month - Purchasing a building for partial or full use of my normal LPL business. 8. 09/21/2023 - Northwest Wealth Advisors LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 09/05/2023 - 3 Hours Per Month/ 40 Hours During Trading 9. 09/21/2023 - Northwest Wealth Advisors LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/05/2023 - 5 Hours per Month/ 0 Hours During Trading - I provide investment advisory services through Northwest Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 12/06/2023 - West Invest, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-12
S63 Uniform Securities Agent State Law Examination 1986-09-24
  • S65 Uniform Investment Adviser Law Examination
    1999-11-12
  • S63 Uniform Securities Agent State Law Examination
    1986-09-24
Other Names
  • Marty West

View on SEC IAPD

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