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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2020-06-11 |
| CA | RA | APPROVED | 2020-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Reno | NV | 01/2014 | 05/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 05/2020 |
| Wells Fargo Advisors Financial Network, Llc | Reno | NV | 05/2020 | Present |
JETT HAWK, LLC, INVT RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START DATE 7/22/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-15 |
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