Robert Stephen Kaspar

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → 10/2023
  Windsor Wealth Management
  Indianapolis, IN
• 08/2009 → 10/2023
  Crown Capital Securities, Lp
  Orange, CA
• 10/2023 → Present
  Corient
  Naples, FL
• 10/2023 → Present
  Corient Services Llc
  Miami, FL

Previous Registrations

• 2000-12-29 → 2023-11-13
  Windsor Wealth Management, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Naples, FL
  Miami, FL

Other Businesses

Name of Business: Ball State University Investment-related: Yes Address: 2800 West Bethel Avenue, Muncie, IN 47304 Nature of Business: University Foundation to support Ball State University Position: Director Start date: November 2023 Hours/Month: 1.5 days per quarter Hours/Month During Security Trading Hours: 1.5 days per quarter Duties: I serve as director of the foundation business, leadership with the Finance and Investment Committee, overseeing investment performance, asset allocation, budgeting, and fundraising.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-03-21

Other Names

• Robert S Kaspar