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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-01-04 |
| TN | RA | APPROVED | 2004-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 09/1986 | Present |
| Bank Of America, Na | Nashville | TN | 09/2009 | Present |
I*92183 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UBER TECHNOLOGIES INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1455 MARKET ST, SAN FRANCISCO, CALIFORNIA 94103 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 2/4/2016 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INDEPENDENT DRIVER WITH UBER. LOG IN WITH MY IPHONE AT MY LEISURE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-09 |
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