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5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-07-08 |
| TN | RA | APPROVED | 2010-12-03 |
Branch Locations
5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brentwood | TN | 04/2009 | Present |
| Caldwell Advisors, Llc | Brentwood | TN | 01/2008 | Present |
1. 04/23/2009 - Caldwell Advisors, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business Registered Investment Advisor Hybrid - 45% TIME SPENT 2. 08/24/2009 - Caldwell Group, LLC - INV REL - Non-Variable Insurance - 5% TIME SPENT 3. 05/10/2013 - Caldwell Group/Caldwell Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 02/28/2020 - Caldwell Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/12/2020 - 40 Hours Per Month During Securities Trading. 5. 03/16/2026 - Vanbridge - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/11/2016 - 8 hour per month/ 4 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-19 |
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