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Current Employers
Caldwell Advisors, Llc

5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-05-09
  • TN RA
    APPROVED
    Since 2025-05-09

Branch Locations

5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caldwell Advisors, Llc Brentwood TN 12/2024 05/2025
Shift4 Chicago IL 06/2024 12/2024
Simplus Chicago IL 03/2023 03/2024
Pricewaterhouse Coopers Chicago IL 05/2022 02/2023
Ctc Consulting, Llc Nashville TN 08/2020 04/2022
Deloitte Consulting, Llp Washington DC 09/2017 06/2020
Unemployed Nashville TN 05/2017 08/2017
Vanderbilt University Nashville TN 08/2016 05/2017
Lpl Financial Brentwood TN 12/2024 Present
Caldwell Advisors, Llc Brentwood TN 05/2025 Present
  • 12/2024 → 05/2025
    Brentwood, TN
  • 06/2024 → 12/2024
    Shift4
    Chicago, IL
  • 03/2023 → 03/2024
    Simplus
    Chicago, IL
  • 05/2022 → 02/2023
    Pricewaterhouse Coopers
    Chicago, IL
  • 08/2020 → 04/2022
    Ctc Consulting, Llc
    Nashville, TN
  • 09/2017 → 06/2020
    Deloitte Consulting, Llp
    Washington, DC
  • 05/2017 → 08/2017
    Unemployed
    Nashville, TN
  • 08/2016 → 05/2017
    Vanderbilt University
    Nashville, TN
  • 12/2024 → Present
    Lpl Financial
    Brentwood, TN
  • 05/2025 → Present
    Brentwood, TN
Other Businesses

1 - 03/14/2025 - Caldwell Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). start date: 02/28/2020 2) 05/22/2025 - Caldwell Advisors, LLC - Inv. Related - At reported business location(s) - Registered Investment Advisor Hybrid - Start Date:03/12/2020 - 160 Hrs/Mth - 160 Hrs During Trading. I provide investment advisory services through Caldwell Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/10/2025 - Vanbridge - Non-Variable Insurance - At reported business location(s) - Inv Rel - Start date: 06/17/2025 - 3 Hrs/Mth - 3 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-30
  • S66 Uniform Combined State Law Examination
    2025-04-30

View on SEC IAPD

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