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5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-05-09 |
Branch Locations
5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caldwell Advisors, Llc | Brentwood | TN | 12/2024 | 05/2025 |
| Shift4 | Chicago | IL | 06/2024 | 12/2024 |
| Simplus | Chicago | IL | 03/2023 | 03/2024 |
| Pricewaterhouse Coopers | Chicago | IL | 05/2022 | 02/2023 |
| Ctc Consulting, Llc | Nashville | TN | 08/2020 | 04/2022 |
| Deloitte Consulting, Llp | Washington | DC | 09/2017 | 06/2020 |
| Unemployed | Nashville | TN | 05/2017 | 08/2017 |
| Vanderbilt University | Nashville | TN | 08/2016 | 05/2017 |
| Lpl Financial | Brentwood | TN | 12/2024 | Present |
| Caldwell Advisors, Llc | Brentwood | TN | 05/2025 | Present |
1 - 03/14/2025 - Caldwell Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). start date: 02/28/2020 2) 05/22/2025 - Caldwell Advisors, LLC - Inv. Related - At reported business location(s) - Registered Investment Advisor Hybrid - Start Date:03/12/2020 - 160 Hrs/Mth - 160 Hrs During Trading. I provide investment advisory services through Caldwell Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/10/2025 - Vanbridge - Non-Variable Insurance - At reported business location(s) - Inv Rel - Start date: 06/17/2025 - 3 Hrs/Mth - 3 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-30 |
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