Best Investors Account Sign in

Bentley Yeiser London

Caldwell Advisors, LLC

Brentwood, TN

Claim This Profile
Current Employers
Caldwell Advisors, Llc

5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-29
TN RA APPROVED 2018-09-20
  • FL RA
    APPROVED
    Since 2022-04-29
  • TN RA
    APPROVED
    Since 2018-09-20

Branch Locations

5210 Maryland Way Ste 202, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brentwood TN 01/2011 Present
Caldwell Advisors, Llc Brentwood TN 09/2018 Present
  • 01/2011 → Present
    Lpl Financial Llc
    Brentwood, TN
  • 09/2018 → Present
    Brentwood, TN
Other Businesses

1. 10/27/2014 - No Business Name - Not Investment Related - 3497 London Rd, Cornersville TN - OTHER-BEEF CATTLE FARM - 10 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING - Grow beef cattle and sell the calves each year to pay for land expenses. 2. 9/19/2018 - Caldwell Advisors / Caldwell Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/07/2018 - 40 Hours Per Month/35 Hours During Securities Trading. 3. 10/8/2018 - Caldwell Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/05/2018 - 150 Hours Per Month/125 Hours During Securities Trading - I provide investment advisory services through Caldwell Advisors, LLC, an independent investment advisor firm. I started this business activity in September 2018. I expect to spend approximately 150 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/27/2019 - Dixon Wells - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/06/2019 - 1 hr/mo - 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-12
S63 Uniform Securities Agent State Law Examination 2011-09-27
  • S65 Uniform Investment Adviser Law Examination
    2017-04-12
  • S63 Uniform Securities Agent State Law Examination
    2011-09-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brentwood, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor