Bentley Yeiser London

Employer firm

Caldwell Advisors, LLC CRD 144408

$351M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial Llc
  Brentwood, TN
• 09/2018 → Present
  Caldwell Advisors, Llc
  Brentwood, TN

Other Businesses

1. 10/27/2014 - No Business Name - Not Investment Related - 3497 London Rd, Cornersville TN - OTHER-BEEF CATTLE FARM - 10 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING - Grow beef cattle and sell the calves each year to pay for land expenses. 2. 9/19/2018 - Caldwell Advisors / Caldwell Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/07/2018 - 40 Hours Per Month/35 Hours During Securities Trading. 3. 10/8/2018 - Caldwell Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/05/2018 - 150 Hours Per Month/125 Hours During Securities Trading - I provide investment advisory services through Caldwell Advisors, LLC, an independent investment advisor firm. I started this business activity in September 2018. I expect to spend approximately 150 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/27/2019 - Dixon Wells - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/06/2019 - 1 hr/mo - 0 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-12
• S63 Uniform Securities Agent State Law Examination
  2011-09-27