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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-01
IL RA APPROVED 1998-04-12
  • TX RA
    APPROVED_RES
    Since 2024-09-01
  • IL RA
    APPROVED
    Since 1998-04-12

Branch Locations

Financial Plus Credit Union 800 Chestnut St., Ottawa, IL 61350 • United States

Streator Onized Credit Union 120 E North Point Drive Rte 23, Streator, IL 61364 • United States

Financial Plus Credit Union 2813 Paza Drive, Peru, IL 61354 • United States

613 1St Street #1-B, La Salle, IL 61301 • United States

912 N Shabbona St, Streator, IL 61364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Lasalle IL 09/1986 Present
  • 09/1986 → Present
    Linsco/Private Ledger Corp.
    Lasalle, IL
Other Businesses

1. 08/20/2019 - DBA:Witek Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 0 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-20
S65 Uniform Investment Adviser Law Examination 1992-02-20
  • S63 Uniform Securities Agent State Law Examination
    1992-02-20
  • S65 Uniform Investment Adviser Law Examination
    1992-02-20

View on SEC IAPD

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