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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-12
IL RA APPROVED 2016-04-22
  • TX RA
    APPROVED
    Since 2019-06-12
  • IL RA
    APPROVED
    Since 2016-04-22

Branch Locations

1410 Aquarius Circle, Ottawa, IL 61350 • United States

Armstrong & Associates, Inc.

1410 Aquarius Circle, Ottawa, IL 61350 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-01-14
  • IL RA
    APPROVED
    Since 1998-01-14

Branch Locations

1410 Aquarius Circle, Ottawa, IL 61350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Armstrong & Associates, Inc. Ottawa IL 07/1987 Present
Raymond James Financial Advisors, Inc. Ottawa IL 03/2016 Present
Raymond James Financial Services Advisors Inc. Ottawa IL 04/2016 Present
First Ottawa Bancshares, Inc Ottawa IL 04/2016 Present
Armstrong & Associates, Inc. Ottawa IL 04/2016 Present
Previous Registrations
Other Businesses

(1Name of Business: Armstrong & Associates, Inc. Address: 1410 Aquarius Cir, Ottawa, IL, 61350-9059, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/04/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Planning (2)Name of Business: Brad & Karla Armstrong Address: 404 Congress St., Ottawa, IL, 61350, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/04/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rent and maintain real estate (3)Name of Business: First Ottawa Bancshares, Inc. Address: 701 LaSalle St., Ottawa, IL, 61350, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 04/04/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee bank operations, attend meetings, request and review material and executive officers

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-11
  • S63 Uniform Securities Agent State Law Examination
    1991-07-11
Designations
Other Names
  • Brad Armstrong

View on SEC IAPD

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