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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Ottawa Financial Corporation | Ottawa | IL | 03/2003 | 01/2020 |
| Raymond James Financial Services, Inc. | Ottawa | IL | 04/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Ottawa | IL | 04/2016 | Present |
| The First National Bank Of Ottawa | Ottawa | IL | 04/2016 | 01/2020 |
| Armstrong & Associates Inc | Ottawa | IL | 09/2021 | Present |
(1)Name of Business: Armstrong & Associates, Inc. Address: 1410 Aquarius Cir, Ottawa, IL, 61350, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 09/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operations Manager who is licensed and assist financial advisors (2)Name of Business: Armstrong & Associates, Inc. Address: 1410 Aquarius Cir, Ottawa, IL, 61350-9059, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operations Manager who is licensed and assist financial advisers. Description of duties: Operations Manager who is licensed and assist financial advisors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-05 |
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