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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-04-22
  • IL RA
    APPROVED
    Since 2016-04-22

Branch Locations

1410 Aquarius Circle, Ottawa, IL 61350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Ottawa Financial Corporation Ottawa IL 03/2003 01/2020
Raymond James Financial Services, Inc. Ottawa IL 04/2016 Present
Raymond James Financial Services Advisors Inc. Ottawa IL 04/2016 Present
The First National Bank Of Ottawa Ottawa IL 04/2016 01/2020
Armstrong & Associates Inc Ottawa IL 09/2021 Present
  • 03/2003 → 01/2020
    First Ottawa Financial Corporation
    Ottawa, IL
  • 04/2016 → Present
    Raymond James Financial Services, Inc.
    Ottawa, IL
  • 04/2016 → Present
    Ottawa, IL
  • 04/2016 → 01/2020
    The First National Bank Of Ottawa
    Ottawa, IL
  • 09/2021 → Present
    Armstrong & Associates Inc
    Ottawa, IL
Previous Registrations
  • 2003-05-05 → 2016-04-22
    Ottawa, IL
    Streator, IL
    Morris, IL
    Ottawa, IL
    Ottawa, IL
  • 2002-04-03 → 2002-09-11
    Banc One Securities Corporation
    Chicago, IL
Other Businesses

(1)Name of Business: Armstrong & Associates, Inc. Address: 1410 Aquarius Cir, Ottawa, IL, 61350, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 09/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operations Manager who is licensed and assist financial advisors (2)Name of Business: Armstrong & Associates, Inc. Address: 1410 Aquarius Cir, Ottawa, IL, 61350-9059, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operations Manager who is licensed and assist financial advisers. Description of duties: Operations Manager who is licensed and assist financial advisors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-25
S63 Uniform Securities Agent State Law Examination 1990-11-05
  • S65 Uniform Investment Adviser Law Examination
    2002-03-25
  • S63 Uniform Securities Agent State Law Examination
    1990-11-05
Designations
Other Names
  • Donna Marie Stephenitch

View on SEC IAPD

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