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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-01-12 |
Branch Locations
110 E. Main Street Ste 220, Ottawa, IL 61350 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Milwaukee | IL | 09/2000 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2001 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2012 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, BTNJT, INC. (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+,, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-14 |
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