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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2018-04-17 |
| TX | RA | APPROVED | 2018-04-16 |
Branch Locations
2125 Wyoming Blvd, Suite 107, Albuquerque, NM 87112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities, Inc. | Albuquerque | NM | 03/2012 | 12/2016 |
| Cue Financial Group, Inc. | Albuquerque | NM | 03/2012 | 12/2018 |
| Ihn Family Legacy Planning, Inc. | Albuquerque | NM | 01/2001 | Present |
| Family Therapy Of Albuquerque, Inc. (Non-Employee) | Albuquerque | NM | 01/2005 | Present |
| Dld Sycamore School (Non-Employee) | Albuquerque | NM | 01/1990 | Present |
| Self-Employed- Fixed Insurance With Various Companies | Albuquerque | NM | 12/1985 | Present |
| Kingdom Advisors (Non- Employee) | Atlanta | GA | 02/2007 | Present |
| Securities America, Inc. | Albuquerque | NM | 12/2016 | Present |
| Pfg Advisors Llc | Albuquerque | NM | 04/2018 | Present |
BRENDA ASHWORTH POSITION: Agent NATURE: Life, Health, Disability and LTC Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 12/05/2016 ADDRESS: 2125 Wyoming Blvd, Albuquerque NM 87112 DESCRIPTION: Provide insurance reviews with clients Obtain insurance quotes from general agent as needed for clients Present and review any insurance proposals to clients as needed Assist clients with applications and requirements as needed Service existing insurance policies FORMATION COUNSELING SERVICES POSITION: Volunteer NATURE: Counseling Services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 8600 Academy Blvd NE, Albuquerque NM 87111 DESCRIPTION: Serve on the Board of this non-profit. Assisting in helping develop fundraising ideas, meeting with donors, providing information on generous giving strategies to the board, etc. GENEROUS GIVING POSITION: Co-facilitator NATURE: Facilitator for small group gatherings: Journey of Generosity (JOG), teachings from GenerousGiving.org INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2017 ADDRESS: 5144 S. Orange Avenue, Orlando FL 32809, United States DESCRIPTION: The purpose of the Journey of Generosity (JOG) is to help people discover the great joy of giving. We share the message of biblical generosity, creating opportunities for conversations about what it means to be more generous, leading to greater joy, freedom, and intimacy with Christ. DESIGNS FOR LEARNING DIFFERENCES SCHOOL, INC., DBA DLD SYCAMORE SCHOOL POSITION: Volunteer NATURE: Non-profit school for students with learning disabilities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 8600 Academy Blvd NE, Albuquerque NM 87111, United States DESCRIPTION: Volunteer in area of financial reports and budgeting. Support organization with resources and information. PFG ADVISORS LLC POSITION: Investment Advisor Representative NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2018 ADDRESS: 2125 Wyoming Blvd NE, Suite 107, Albuquerque NM 87112, United States DESCRIPTION: RIA KINGDOM ADVISORS POSITION: Facilitator NATURE: Continuing Education study group INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2014 ADDRESS: 2125 Wyoming Blvd NE, Albuquerque NM 87111, United States DESCRIPTION: Co-facilitate a monthly Kingdom Advisor study group at our offices.Meet with other Christian financial professionals to view the monthly video teachings presented by Kingdom Advisors and encourage one another in spiritual development of Stewardship.Utilize information onBiblical Stewardship as appropriate to clients holding the same worldview.Became a Qualified Kingdom Advisor (recently changed to Certified Kingdom Advisor) on 2/23/07. Began the study group in our office a couple of years ago with Jenny Migdal, another CKA in the office. IHN FAMILY LEGACY PLANNING, INC. POSITION: President NATURE: Marketing Name (DBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 03/01/2006 ADDRESS: 2125 Wyoming Blvd NE, Suite 107, Suite 107, Albuquerque NM 871112, United States DESCRIPTION: DBA name for the work I do as a Financial Advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-20 |
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