Gene Edwin Shook

Current Employers

Employment History

• 06/2009 → 10/2017
  Waddell And Reed, Inc.
  Seattle, WA
• 06/2009 → 10/2017
  Various Insurance Carriers For W & R Insurance Agencies
  Seattle, WA
• 10/2017 → Present
  Lpl Financial, Llc
  Vashon, WA
• 10/2017 → Present
  Financial Advocates Investment Management
  Vashon, WA

Previous Registrations

• 2017-10-19 → 2025-06-13
  Financial Advocates Investment Management
  Vashon Island, WA
  Olympia, WA
  Seattle, WA
  Seattle, WA
• 2009-09-14 → 2017-10-20
  Waddell & Reed
  Seattle, WA
  Silverdale, WA
  Bellevue, WA
  Tacoma, WA

Other Businesses

1. 10/16/2017 - GENE SHOOK/ NON-VARIABLE INSURANCE/ 1%/ VASHON, WA 2. 10/16/2017 - GIN SOCIETY LLC/ BUSINESS OWNER/ 2%/ SEATTLE, WA 3. 10/16/2017 - NF ADVISOR/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ VASHON, WA 4. 10/20/2017 - Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/16/2017 - 160 Hours Per Month/50 Hours During Securities Trading - Time Spent 8% - I provide investment advisory services through Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/23/2017 - NF Advisor - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2009 - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 80%. 6. 12/28/2018 - NF Tax Advisor - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date: 12/01/2018 - 20 Hours Per Month/5 Hours During Securities Trading - Tax preparer, Tax Flier, Tax Planner. 7. 06/12/2023 - Escalon, dba Early Growth - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Senior Tax Advisor/Contract CFO - Start Date 12/01/2022 - 30 Hours Per Month/ 10 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-09-10

Other Names

• Gene Edwin Shook
• Gene E Shook
• Gene Shook