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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-15 |
| TX | RA | APPROVED_RES | 1998-05-04 |
| AL | RA | APPROVED | 1998-03-31 |
Branch Locations
4001 Carmichael Rd, Montgomery, AL 36106 • United States
Panama City Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 01/1998 | Present |
| Bank Of America,Na | Montgomery | AL | 11/2009 | Present |
I*100407 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HALL FAMILY LIMITED PARTNERSHIP INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOPE HULL, ALABAMA 36043 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/1/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY FARM, INCLUDES PROPERTY, RECEIVE INCOME FROM SIGN RENTALS ON PROPERTY, SALE OF HAY, RENT FROM HOME ON PROPERTY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 1998-02-11 |
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