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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-06 |
| TX | RA | APPROVED_RES | 2024-05-03 |
Branch Locations
5007 Scotts Valley Dr, Scotts Valley, CA 95066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Scotts Valley | CA | 06/2009 | 04/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2024 |
| Raymond James Financial Services, Inc. | Scotts Valley | CA | 04/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Scotts Valley | CA | 04/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 05/2024 |
(1) Name of Business: Earthrise Real Estate, LLC Address: 5007 Scotts Valley Dr., Scotts Valley, CA, 95066, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/19/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC owns a building that will be the future location of my Raymond James affiliated branch. Currently, my branch is the sole tenant and we have room to expand by recruiting. Otherwise, I might rent some space to other businesses that will be separate from my business. My duties will be maintenance and possibly some lease contracts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-01 |
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