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Kurt W Grundner

Edward Jones

Scotts Valley, CA

Capitola, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
CA RA APPROVED 2024-06-05
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • CA RA
    APPROVED
    Since 2024-06-05

Branch Locations

5619 Scotts Valley Dr Ste 120, Scotts Valley, CA 95066 • United States

Capitola, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scharf Investments Santa Cruz CA 06/2010 03/2018
Edward Jones St Louis MO 03/2024 Present
Self Employed Capitola CA 01/2019 02/2024
Unemployed Capitola CA 03/2018 01/2019
  • 06/2010 → 03/2018
    Scharf Investments
    Santa Cruz, CA
  • 03/2024 → Present
    Edward Jones
    St Louis, MO
  • 01/2019 → 02/2024
    Self Employed
    Capitola, CA
  • 03/2018 → 01/2019
    Unemployed
    Capitola, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-28
  • S66 Uniform Combined State Law Examination
    2024-05-28
Other Names
  • Kurt W Grundner
  • Kurt Wilhelm Grundner

View on SEC IAPD

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Other Offices

EDWARD JONES · Scotts Valley, CA
VALIC FINANCIAL ADVISORS, INC. · SCOTTS VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scotts Valley, CA
CETERA INVESTMENT ADVISERS LLC · SCOTTS VALLEY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA
EDWARD JONES · SCOTTS VALLEY, CA
J.P. MORGAN SECURITIES LLC · SCOTTS VALLEY, CA
MORGAN STANLEY · Santa Cruz, CA

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