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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-11-12 |
Branch Locations
419 Plum Street, Cincinnati, OH 45202 • United States
Harrison, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Cincinnati | OH | 02/2004 | Present |
| Guardian Life Insurance Company Of America | Cincinnati | OH | 01/2004 | Present |
| Guardian Life Insurance Company | Harrison | OH | 06/2024 | Present |
| Park Avenue Securities | Harrison | OH | 06/2024 | Present |
1. Life & Annuity Sales-Sell term, whole life, fixed annuity, and group health products when Guardian does not fit,. Start: 05/05/2011, Address: 419 Plum St. Cincinnati, Ohio 45202, 2 bus hrs per month, Investment related, 2) Ontrak College Funding LLC-This was test prep business that I had years ago. I thought it was closed but it is still on the state website. I have had zero activity in this business for at least the last 5 years, Start: 09/01/2011, Address: 109 Lellan Harrison Ohio 45030, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-16 |
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