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Robert Nelson Barnes

Oppenheimer & Co. Inc.

St. Louis, MO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-10
MO RA APPROVED 2007-11-05
  • TX RA
    APPROVED_RES
    Since 2017-04-10
  • MO RA
    APPROVED
    Since 2007-11-05

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. St. Louis MO 01/2003 Present
Oppenheimer Asset Management Inc. New York NY 04/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    St. Louis , MO
  • 04/2003 → Present
    Oppenheimer Asset Management Inc.
    New York, NY
Previous Registrations
Other Businesses

TRUSTEE OF MOTHERS TRUST. NO TIME IS NEEDED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-11
S63 Uniform Securities Agent State Law Examination 1987-02-19
  • S65 Uniform Investment Adviser Law Examination
    1994-10-11
  • S63 Uniform Securities Agent State Law Examination
    1987-02-19
Other Names
  • Jr Barnes
  • Bob Barnes
  • Robert Nelson Barnes

View on SEC IAPD

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