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Edward Morio Kawahara

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-19
TX RA APPROVED 2025-08-19
  • CA RA
    APPROVED
    Since 2025-08-19
  • TX RA
    APPROVED
    Since 2025-08-19

Branch Locations

500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Torrance CA 06/2009 08/2025
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2025
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 08/2025 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 08/2025
  • 06/2009 → 08/2025
    Morgan Stanley Smith Barney
    Torrance, CA
  • 01/2015 → 08/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc
    Rolling Hills Estates, CA
  • 01/2015 → 08/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-24
S65 Uniform Investment Adviser Law Examination 1992-12-19
  • S63 Uniform Securities Agent State Law Examination
    1992-12-24
  • S65 Uniform Investment Adviser Law Examination
    1992-12-19
Designations
Other Names
  • Ted Kawahara

View on SEC IAPD

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