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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-22
AR RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2016-09-22
  • AR RA
    APPROVED
    Since 2008-01-01

Branch Locations

308 N Jefferson, El Dorado, AR 71730 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Dorado AR 05/2009 11/2016
Wells Fargo Clearing Services, Llc El Dorado AR 11/2016 Present
Previous Registrations
  • 1998-12-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    El Dorado, AR
    El Dorado, AR
    St. Louis, MO
Other Businesses

CALHOUN FARM TIMERLAND AND MINERAL ROYALTIES, NOT INV RELATED, MAGNOLIA, AR, 75% OWNERSHIP, START 6/24/1995, ZERO HOURS PER MONTH, SURFACE RENT MINERAL ROYALTIES AND TIMBER HARVESTING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-16
S63 Uniform Securities Agent State Law Examination 1986-09-25
  • S65 Uniform Investment Adviser Law Examination
    1998-09-16
  • S63 Uniform Securities Agent State Law Examination
    1986-09-25
Designations

View on SEC IAPD

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