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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-10-31
TX RA APPROVED_RES 2024-10-17
  • AR RA
    APPROVED
    Since 2024-10-31
  • TX RA
    APPROVED_RES
    Since 2024-10-17

Branch Locations

525 N Washington Ave, El Dorado, AR 71730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. El Dorado AR 12/1992 10/2024
Raymond James Financial Services, Inc. El Dorado AR 10/2024 Present
Raymond James Financial Services Advisors El Dorado AR 10/2024 Present
Oakcrest Advisors El Dorado AR 10/2024 Present
Timberland Investments, Llc El Dorado AR 09/2024 Present
  • 12/1992 → 10/2024
    Edward D. Jones & Co., L.P.
    El Dorado, AR
  • 10/2024 → Present
    Raymond James Financial Services, Inc.
    El Dorado, AR
  • 10/2024 → Present
    Raymond James Financial Services Advisors
    El Dorado, AR
  • 10/2024 → Present
    Oakcrest Advisors
    El Dorado, AR
  • 09/2024 → Present
    Timberland Investments, Llc
    El Dorado, AR
Previous Registrations
Other Businesses

(1)Name of Business: Eldorado Airport Commission Address: 418-D Airport Dr, Eldorado, AR, 71730, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 11/11/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Lake Land Management LLC Address: 705 Cedarwood dr, el dorado, AR, 71730, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/13/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: buy , hold and sell timberland property (3)Name of Business: oak Crest Advisors Address: 525 N Washington Ave, El Dorado, AR, 71730-4634, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/17/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-01
S63 Uniform Securities Agent State Law Examination 1993-04-12
  • S65 Uniform Investment Adviser Law Examination
    2006-09-01
  • S63 Uniform Securities Agent State Law Examination
    1993-04-12
Designations
  • Certified Financial Planner
Other Names
  • Tombo Watts
  • Thomas Evan Watts

View on SEC IAPD

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