Best Investors
Account
Sign in
11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-10-02 |
| LA | RA | APPROVED | 2022-10-02 |
| TX | RA | APPROVED | 2022-10-02 |
Branch Locations
301 N. Washington Ave. Ste 101, El Dorado, AR 71730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genwealth Financial Advisors, Llc | El Dorado | AR | 05/2015 | 09/2022 |
| Lpl Financial, Llc | El Dorado | AR | 10/2015 | Present |
| Independent Advisor Alliance | Charlotte | NC | 09/2022 | Present |
1) 07/27/2016 - GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 05/20/2015 - 25 Hours Per Month/25 Hours During Securities Trading 2) 1/3/2017: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/01/2017 - 0 Hours Per Month. 3) 2/27/2017: GenWealth Insurance Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/17/2017 - 10 Hours Per Month During Securities Trading - Fixed insurance. 4) 4/18/2017 - AdvisorOnline (powered by GenWealth) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 5 Hours Per Month During Securities Trading. 5) 10/14/2022 - Independent Advisor Alliance - DBA; GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 09/30/2022 - 20 Hours Per Month/20 Hours During Securities Trading 6) 10/14/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 09/30/2022 - 20 Hours Per Month/20 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 09/30/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7). 12/13/2024 - Sage Insurance Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 12/10/2024 - 4 Hrs/Mth - 4 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-15 |
Reach out to this advisor