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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-02 |
Branch Locations
1796 Golden Mile Highway Mail Stop: Pa872, Monroeville, PA 15146 • United States
5 Eastview Mall Ms: Nyr129, Victor, NY 14564 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. | Pittsford | NY | 09/2011 | 07/2022 |
| Citizens Securities Inc. | Rochester | NY | 07/2022 | Present |
Berta's Biz, LLC- Owner Responsibilities: None/Inactive Date of Initial Involvement: June 2025 Victor Boy's Lacrosse Club- Secretary Responsibilities: Taking notes, helping with team events, sending correspondence to families Date of Initial Involvement: 12/11/2025 Approx. Amount of time/month: 5 hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-10 |
| S66 | Uniform Combined State Law Examination | 2009-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-31 |
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