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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-09-25 |
| FL | RA | APPROVED | 2011-07-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guaynabo | PR | 07/2011 | Present |
| Bank Of America, N.A. | Guaynabo | PR | 03/2012 | Present |
I*43719 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PROYECTO AURORA INVESTMENT RELATED: NO ADDRESS OF BUSINESS: CAMUY, 627 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: OFFICER START DATE OF RELATIONSHIP: 5/1/1996 NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBER OF THE BOARD, SUPPORT WITH FUND RAISING ACTIVITIES I*116774 For profit or not for profit: For-Profit Organization Name of outside business organization: Alhambra LLC Investment related: Yrd Address of business: Guaynabo, 966 Nature of business: LLC Position, title, association: Family Held Start date of relationship: 8/1/2014 Number of hours devoted: 4 hours Annually Number of hours devoted during trading hours: 0 Duties: I am a member of Alhambra LLC and also the manager. I*: 2259287 Entity Type: HOA, Co-op, Freehold Name of OBA: Condominio Victoria Plaza Address: San Juan, PR 00907 Investment Related: No Position, Title, Association: Board member Employee Start Date: 3/31/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Secretary of the Board of Directors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-12 |
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