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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger Corp | San Diego | CA | 02/2007 | Present |
1. PAINTER/ARTIST OCASSIONALLY SELLING OIL PAINTINGS, 10% TIME SPENT, NOT INVESTMENT-RELATED -APPROVED 2/12/07. 2. AUTHOR W/ONE PUBLISHED BOOK, "PEACE IN THE MIDDLE EAST," 10% TIME SPENT, NOT INVESTMENT-RELATED -APPROVED 2/24/11.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-18 |
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